Huaxin securities company business

As the competent department of the company's brokerage business, the brokerage business headquarters is responsible for the daily management and process control of the brokerage business, and implements vertical management of the sales department.

The company has 2 1 sales offices in Shanghai, Xi, Beijing and Shenzhen, especially in Shanghai and Xi 'an. The business department provides customers with all-round, multi-level, professional and personalized securities brokerage services. The company has advanced technology, safe and efficient securities trading platform, online trading, mobile securities and other all-round trading means, providing exclusive fast trading channels for core customers. Established a headquarters-level customer service center. Relying on a powerful information platform, we provide valuable investment advice to customers through various channels. Third-party depository business was carried out with seven banks including ICBC, Agricultural Bank of China, China Construction Bank, Bank of Communications, China Merchants Bank, Shanghai Pudong Development Bank and Guangfa Bank.

The company comprehensively strengthened the management and operation of brokerage business, further strengthened risk control and standardization construction, and achieved certain results. On June 5438+ 10, 2008, the company became the first brokerage company in China to accept and be allowed to sell on a commission basis according to the new fund consignment regulations. In February 2008, it took the lead in applying for and passing the account clearing acceptance, becoming the first brokerage firm in China to pass the account clearing acceptance. At the same time, due to its outstanding performance in account cleaning, it was awarded the title of "Advanced Collective of Account Standardization Work" by China Securities Regulatory Commission.

In order to improve the customer service system and effectively integrate the company's resources, the headquarters-level customer service center began to fully operate on June 5438+ 10 of that year. In the "Great Wisdom Cup" held by Securities Times, China Star Securities Business Department won the title of "China Investor Education Star Securities Business Department" for two consecutive years (2008 and 2009).

Since 2009, the company has increased manpower and material resources to improve the trading platform, customer relationship management system and headquarters-level information platform. By strengthening customer consulting service, developing marketing team, perfecting standardized management and optimizing network layout, the company further improved its marketing service capability, and gradually improved its customer classification management and service system business introduction with "know your own customers" and "appropriate services" as the core.

The headquarters of Huaxin Securities Investment Bank conducts comprehensive investment banking business nationwide, mainly including: securities underwriting and sponsorship business, corporate mergers and acquisitions, major asset restructuring and other financial consulting business. Huaxin Securities has the qualification of sponsor approved by China Securities Regulatory Commission.

Main advantages

Shareholder background advantage

Huaxin Securities is a large industrial group and a famous listed company with strong strength, outstanding reputation and advanced management.

Broad market resources

Huaxin has established long-term cooperative relations in all aspects, and has extensive and rich customer resources, serving many industries and fields of economic development.

Talent team specialty

The investment bank headquarters has a professional team with rich experience, comprehensive knowledge and excellent ability, which brings together many business talents with unique expertise in the field of capital operation.

Most employees have more than three years working experience in investment banking. All the above employees have professional knowledge background in finance, law, economy, science and technology, and all employees have bachelor degree or above. The company has a first-class investment banking team with a master's degree or above in China. Sponsor representatives and business backbones have excellent professional quality and rich experience in project operation. Investment bankers who have close ties with relevant authorities and intermediaries have led or participated in China Industrial and Commercial Bank, Shanghai Pudong Development Bank, Huayuan Group, Orchid Science and Technology Innovation, Lujiazui, Shanghai Airlines, Shanghai Electric, Sun Paper, Shandong Gold, Tsingtao Brewery, Jiuyang Shares, east china numerical control, Jiuhuashan Tourism, Guyue Longshan, Shimao Shares, Wynn Warp Knitting, Wiltay, Rare Earth Hi-Tech, Jiaotong University Nanyang, Yellow River Cyclone, Winbond Pharmaceutical.

Major achievements in 2009

In 2009, based on its own efforts, the investment banking department of Huaxin Securities integrated various resources, the business organization system became more and more reasonable, the business system was more perfect, the business development was comprehensively promoted, the channel construction was fruitful, the market influence was gradually expanded, the business structure was optimized and improved, high-quality customers were widely connected, the project reserves were abundant, the professional team continued to grow, the risk control and compliance were in place, the financial consulting business continued to break through, and the securities financing business grew substantially, laying a good foundation for greater development in the future. According to the authoritative statistics of China Securities Industry Association, the underwriting amount of Huaxin Securities' stocks and bonds exceeded 1 100 million yuan in, ranking among the top 30 underwriting businesses in China. General situation of operation

The securities investment department is the only business department authorized by the company to carry out self-operated business, and is responsible for the unified management of the company's self-operated assets. Self-operated funds are all self-owned funds from legal sources, which embodies the principle of strict separation of company assets and customer assets in daily management. Since its establishment, the securities investment department has always followed the national laws and regulations and the company's relevant systems and requirements for self-operated business, and has been developed in the process of continuous exploration. The department has a combat team with reasonable knowledge structure, increasingly rich investment experience, increasingly mature investment skills and sincere cooperation.

Main advantages

Standardized business operation process; Strict risk monitoring system. The company's self-operated business is carried out for the purpose of safety and risk reduction within the self-operated scale issued by the board of directors. Adhere to the concept of value investment, pay attention to the long-term stable appreciation of its own funds, establish a market image of steady investment, low risk and stable return in the company's self-operated business, and provide support for the company to expand customer resources. In August 2009, China Securities Regulatory Commission approved the qualification of securities asset management business of Huaxin Securities Co., Ltd. The company set up an asset management department, which is responsible for the product design, promotion, sales and investment operation of customers' wealth management business, and provides customers with portfolio investment management services of stocks, bonds, funds and other financial instruments, mainly including the following businesses:

I. Directed asset management business

This business is designed for individual or institutional clients with entrusted funds of more than 6,543,800 yuan, and the investment direction and proportion can be negotiated by both parties.

Second, the collective asset management business

Collect scattered funds from the public through sales channels such as banks to form a large-scale fund collection and invest in government bonds, corporate bonds, convertible bonds, individually traded bonds, various funds, stocks or other innovative financial instruments.

Three. Special asset management business

For some specific investment purposes, this business is generally designed for customers with entrusted funds of more than 6,543,800 yuan. The investment purpose is to participate in private equity investment, M&A arbitrage, closed-end fund discount rate recovery arbitrage, pre-listing equity risk investment, and provide market value management services for major shareholders of listed companies.

Four. Investment consulting business

Provide investment management services for banks, trusts and other peer institutions, and act as a third-party investment consultant for their wealth management products.

Huaxin Securities has a professional R&D team and a senior investment manager, adhering to a stable investment style and rational investment strategy, and designing personalized investment plans for customers according to their investment preferences, risk tolerance and special needs. Huaxin Securities insists on transparent operation. Securities are operated in customer-specific asset management accounts, and funds are deposited in independent third-party banks. There are a variety of charging methods for customers to choose from, and the charges are reasonable. Huaxin Securities will wholeheartedly provide customers with professional and caring services and strive to bring customers a satisfactory return on investment.